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  • MSRB Rule G-14: Reports of Sales or Purchases (RTTR) and FINRA Rule 6700

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    MSRB Rule G-14: Reports of Sales or Purchases (RTTR) and FINRA Rule 6700

    Tuesday, May 14, 2013

    10:00 AM - 11:00 AM

    10:00 AM - 11:00 AM See all dates and Times

    Online Event

    Parking Deals

    http://www.complianceonline.com/ecommerce/control/trainingFocus/~product_id=702876?channel=upcomingevent

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    05/14/2013 10:00 AM 05/14/2013 11:00 AM America/Anguilla MSRB Rule G-14: Reports of Sales or Purchases (RTTR) and FINRA Rule 6700 The MSRB and FINRA compliance training will teach you all of the complicated aspects of RTTR (Reports of Sales or Purchases) and TRACE (Trade Reporting and Compliance Engine) in a way that is laid out for ease of understanding and learning. Details & Tickets: https://www.upcomingevents.com/philadelphia/events/online-event/msrb-rule-g-14-reports-of-sales-or-purchases-rttr-and-finra-rule-6700-14933?ref=uceaddevent Online Event, 2600 E. Bayshore Road, Palo Alto, CA, 94303

    Event Tag

    Workshop

    Categories

    Conferences & Tradeshows

    Neighborhoods

    Duveneck - St. Francis (Palo Alto)
    Midtown (Palo Alto)
    Palo Verde (Palo Alto)
    Triple El (Palo Alto)

    The MSRB and FINRA compliance training will teach you all of the complicated aspects of RTTR (Reports of Sales or Purchases) and TRACE (Trade Reporting and Compliance Engine) in a way that is laid out for ease of understanding and learning.
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