This Event has Passed
Thursday, March 12, 2020
1:00 PM - 2:00 PM
1:00 PM - 2:00 PM See all dates and Times
http://bit.ly/3bANaSX
OVERVIEW This webinar will discuss ways of preparing for a BSA/OFAC regulatory examination by reviewing your previous examination or audit reports, available work-papers related to the examinations, and management’s responses to identified BSA issues. You will also want to review any correspondence between your institution and its regulators, law enforcement agencies related to BSA regulatory requirements, FinCEN, and the IRS.
WHY SHOULD YOU ATTEND
This webinar will discuss how your financial institution should prepare for a BSA regulatory examination. We will address the requirement, need, and importance of an examination, how you can use the results of an examination to improve your organization’s operations, how to assign responsibilities for your staff, and how to handle the phases of the examination. Attending this webinar will help you understand that examinations are a normal part of the regulatory process and are no different than an internal or external audit.
AREAS COVERED
• Assigning a point of contact
• Gathering the needed information
• Assigning appropriate staff
LEARNING OBJECTIVES
This webinar will target the entire OFAC regulatory examination process and address all areas of a financial institution’s operations from the most basic/fundamental processes to the most advance processes that the institution conducts. As such, this webinar will discuss issues involving employees with a fundamental understanding of the institution’s operations to senior managers and directors of the institution who have advanced knowledge of operations.
WHO WILL BENEFIT
• Directors of the Institution
• Managers of the Institution
• Risk Managers
• BSA Officers
• Compliance Officers
• Audit Staff
• BSA Staff
Use Promo Code PRDS20 and get flat 20% discount on all purchases.
To Register (or) for more details please click on this below link:
http://bit.ly/2SBSGfm
Email: [email protected]
Toll Free: +1-888-300-8494
Tel: +1-720-996-1616
Fax: +1-888-909-1882
WHY SHOULD YOU ATTEND
This webinar will discuss how your financial institution should prepare for a BSA regulatory examination. We will address the requirement, need, and importance of an examination, how you can use the results of an examination to improve your organization’s operations, how to assign responsibilities for your staff, and how to handle the phases of the examination. Attending this webinar will help you understand that examinations are a normal part of the regulatory process and are no different than an internal or external audit.
AREAS COVERED
• Assigning a point of contact
• Gathering the needed information
• Assigning appropriate staff
LEARNING OBJECTIVES
This webinar will target the entire OFAC regulatory examination process and address all areas of a financial institution’s operations from the most basic/fundamental processes to the most advance processes that the institution conducts. As such, this webinar will discuss issues involving employees with a fundamental understanding of the institution’s operations to senior managers and directors of the institution who have advanced knowledge of operations.
WHO WILL BENEFIT
• Directors of the Institution
• Managers of the Institution
• Risk Managers
• BSA Officers
• Compliance Officers
• Audit Staff
• BSA Staff
Use Promo Code PRDS20 and get flat 20% discount on all purchases.
To Register (or) for more details please click on this below link:
http://bit.ly/2SBSGfm
Email: [email protected]
Toll Free: +1-888-300-8494
Tel: +1-720-996-1616
Fax: +1-888-909-1882
